A Conscientious Objector's Guide to the International Human Rights System

The United Nations

The different bodies of the United Nations have repeatedly dealt with the question of conscientious objection to military service. The UN General Assembly resolution on the “Status of persons refusing service in military or police forces used to enforce apartheid (Resolution 33/165)” from 20 December 1978 recognised “the right of all persons to refuse service in military or police forces which are used to enforce apartheid”.

Both, the former Commission on Human Rights, and the Human Rights Council, which replaced the Commission in 2006, have recognised the right to conscientious objection in numerous resolutions since 1987, with the Human Rights Council reaffirming the resolutions of the former Commission on Human Rights in its resolution from 5 July 2012.

The issue of conscientious objection to military service is repeatedly taken up during the Universal Periodic Review of all member States of the United Nations within the framework of the Human Rights Council. In addition, several of the Special Procedures of the Human Rights Council are relevant to the question of conscientious objection, especially:

An overview of some other potentially relevant Special Procedures is given on this page.

Two human rights treaties are especially relevant for conscientious objectors to military service:

  • the International Covenant on Civil and Political Rights (ICCPR), which is overseen by the Human Rights Committee. Article 18 of the ICCPR recognises the freedom of thought, conscience and religion, and the interpretations and jurisprudence of the Human Rights Committee have established that this includes the right to conscientious objection to military service.
  • the Convention on the Rights of the Child, and the Optional Protocol on Children in Armed Conflict do not directly deal with conscientious objection, but are relevant in relation to the recruitment of under-18s.

In addition, the Office of the United Nations High Commissioner for Human Rights (OHCHR) and its country presences can be of use to conscientious objectors.

A Conscientious Objector's Guide to the International Human Rights System

Office of the United Nations High Commissioner for Human Rights (OHCHR)

The Office of the United Nations High Commissioner for Human Rights (OHCHR) is responsible for leading the United Nations human rights programme and for promoting and protecting all human rights established under the Charter of the United Nations and international human rights law.

The High Commissioner for Human Rights is the principal human rights official of the United Nations. He/She heads OHCHR and spearheads the United Nations' human rights efforts.

The Office of the United Nations High Commissioner for Human Rights provides secretariat support to the nine core human rights treaty bodies including the Human Rights Committee (CCPR), the Committee on Economic, Social and Cultural Rights (CESCR) and the Human Rights Council with its subsidiary mechanisms as the Advisory Committee, the Universal Periodic Review and the two Working Groups established under the Council’s Complaint Procedure, the Working Group on Communications and the Working Group on Situations. In this role it receives communications, forwards them to the State concerned and engages in dialogue with the aim of securing respect for the human rights stipulated in the international human rights treaties.

The OHCHR can also be an important independent actor for the protection of human rights, including the right to conscientious objection. This is especially the case where the OHCHR is present in a country through its country offices or regional offices.
Currently the OHCHR has offices in Bolivia, Cambodia, Colombia, Guatemala, Guinea, Mauritania, Mexico, Nepal, the Occupied Palestinian Territories (stand-alone office), Kosovo (Serbia), Togo, and Uganda. Details of country offices can be found at http://www.ohchr.org/EN/Countries/Pages/CountryOfficesIndex.aspx.
OHCHR has 12 regional offices/centres covering East Africa (Addis Ababa), Southern Africa (Pretoria), West Africa (Dakar) Central America (Panama City), South America (Santiago de Chile), Europe (Brussels), Central Asia (Bishkek), South East Asia (Bangkok), Pacific (Suva) and the Middle East (Beirut). Details of the regional offices are available at http://www.ohchr.org/EN/Countries/Pages/RegionalOfficesIndex.aspx.

Both, country offices and regional offices are engaged in the promotion and protection of human rights, and cooperate also with NGOs. Information they receive will be used for the compilation of the OHCHR report as part of the Universal Periodic Review (see below). In case of a national or regional presence, it can be very useful to establish a relationship with the relevant office of the OHCHR, and to keep them informed of the situation, and of individual cases.

The OHCHR is also coordinating the United Nations human rights education and public information programmes.

Office holder(s)

September 2008 – present: Ms. Navanethem Pillay

Contact Details: 
Office of the United Nations High Commissioner for Human Rights (OHCHR) Palais Wilson 52 rue des Pâquis CH-1201 Geneva, Switzerland Telephone: +41 22 917 9220 E-mail: InfoDesk@ohchr.org
Further Reading: 
Reference texts

None

A Conscientious Objector's Guide to the International Human Rights System

Human Rights Committee: State Reporting Procedure

Summary

The Human Rights Committee (hereinafter referred to as HR Committee or Committee) is a treaty-based mechanism which monitors the implementation of the International Covenant on Civil and Political Rights (ICCPR) (see: http://www2.ohchr.org/english/law/ccpr.htm) by State Parties. This is done through the examination of regular reports from States Parties (for States Parties see http://treaties.un.org/pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-4&c...) The report is examined through a six-hour (periodic reports) or nine-hour (initial reports) dialogue between the Committee and representatives of the State. During the dialogue Committee members may raise any civil or political rights issues, including rights not addressed in the State report. After the dialogue, the Committee produces Concluding Observations, which outline recommendations, and comment on the State's practice and legislation.

1. Likely results from use of the mechanism

During the examination of the State's report, members of the Committee may also raise issues related to conscientious objection to military service. If the Committee comes to the conclusion that the State's practice does not comply with the ICCPR, it will outline this in its Concluding Observations in the form of concerns and recommendations. When the State reappears in front of the Committee, the Committee will be highly likely to ask the State about improvements it has made.
In some cases, the issue of conscientious objection to military service may also be chosen for the Committee's follow-up procedure.
The Concluding Observations may also be included in the compilation of UN information prepared for the Universal Periodic Review.

2. To which States does the mechanism apply?

The mechanism applies to those States who have ratified or acceded to the ICCPR. The status of ratifications is available at http://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-4&c....

3. Who can submit information?

Anyone – including NGOs without ECOSOC consultative status, and individuals.

4. When to submit information?

Information for the List of Issues

The List of Issues is a document prepared by the Committee on the basis of the State report and information from other sources which aims to highlight the Committee's major issues of concerns for the review. The List of Issues is sent to the State several months before the dialogue so that the State can prepare responses. These responses form the starting point for the dialogue between the Committee and the State. It is therefore important to submit information before the drafting of the List of Issues to ensure that the issue of conscientious objection to military service is included in the List of Issues and so addressed throughout the review process.

The List of Issues is drafted by the Country Report Task Force (CRTF) with the support of the OHCHR at least two months before the session at which it is scheduled to be adopted.
For deadlines please visit: http://www.ccprcentre.org/next-session.

Submissions sent after the adoption of the List of Issues may be taken into account during the dialogue.

Information for standard reporting:

After the adoption of the List of Issues it is still worth submitting information for the examination of the State report. This should make reference to the List of Issues, if conscientious objection to military service is included. If the State has provided written replies to the List of Issues reference can also be made to these. However, the State is not obliged to provide its written replies in advance, so the NGOs should not wait for the State replies before preparing their submissions.
If the List of Issues does not include conscientious objection to military service, NGOs should prepare a short report explaining the issues with a view to getting them appropriately addressed during the dialogue with the State. Information should be submitted no later than two weeks before the start of the session at which the State report will be examined.

In their reports NGOs should highlight errors and omissions in the information provided by the State. The State reports are public and accessible online at: http://www2.ohchr.org/english/bodies/hrc/sessions.htm. If not you might have to request it from your Ministry of Foreign Affairs or, if that is not possible, from the UN Human Rights Committee secretariat. Due to a backlog of State reports there is usually a delay of about a year between the submission of the State report and the start of the Committee's consideration.
Once the State report is available, check online when the report is likely to be considered: http://www2.ohchr.org/english/bodies/hrc/sessions.htm or http://www.ccprcentre.org/next-session.

Information for reporting under the Optional Reporting Procedure

In October 2009, the Human Rights Committee introduced a new Optional Reporting Procedure (also called LOIPR procedure), based on a List of Issues Prior to Reporting (LOIPR). A five year pilot period started in November 2010.
The Optional Reporting Procedure is optional, as the name applies. A State can continue to submit a full periodic report, or the Committee can request a full report “when it deems that particular circumstances warrant a full report, including when a fundamental change in the State party’s political and legal approach affecting Covenant rights has occurred; in such a case a full article-by-article report may be required”.

The Office of the High Commissioner of Human Rights will publish a list of those States that report under the LOIPR procedure, where possible, at least nine months prior to the session during which the LOIPR is to be adopted by the Committee. This gives NGOs the opportunity to submit their information prior to the adoption of the List of Issues Prior to Reporting.

5. Any special advice for making a submission to this mechanism?

Structure of the Report

The following information applies to reports dealing only with conscientious objection to military service. If you are preparing a longer report covering multiple issues please consult the Centre for Civil and Political Rights' Guidelines for NGOs on Engagement with the Human Rights Committee (http://www.ccprcentre.org/en/ngo-guidelines).

Introduction

The introduction should include a presentation of the NGO (including the contact details) submitting the report and relevant information about the general context, such as historical context, specific situations (e.g. armed conflict or socio-economic context), without repeating information provided in the State report.

Substantive part

The information provided in the report should be directly linked to an analysis of the implementation of the Covenant, with clear indications of which articles are being breached, in what way, and the consequences that this implies. It may be useful to refer to already established interpretations of what constitutes a breach of the Covenant e.g. General Comment 22.
Also review and analyse how far the national laws, policies and other measures in the State Party comply with the ICCPR. Specific attention should be focused on gaps between the national laws and their implementation.
NGO written submissions should be objective and it is therefore advisable to acknowledge any progress, such as the positive measures taken by the State to implement the Covenant. It can be useful for NGO reports to illustrate the NGOs findings with cases that show concretely how the authorities fail to implement the ICCPR. Case law should be updated with the latest judicial process and other relevant information such as dates and sources. NGOs should be sure that the credibility of the information cannot be called into question.
It is worth reminding the Committee of its previous Concluding Observations where relevant.

Conclusions and recommendations

At the end of your submission, include a list of suggested questions about domestic legislation or practice that you would like the Committee to put to the government.
Many NGOs include recommendations in their reports, which they like the Committee to make in the Concluding Observations. Recommendations should be concrete, realistic and action oriented. Recommendations could also be made with regard to the role of NGOs in the implementation of the Concluding Observations.
However, others, such as War Resisters' International, do not include recommendations, and focus on criticising violations of the ICCPR.

Reference to the State report and the previous Concluding Observations

NGOs should indicate whether their information corroborates, supplements, or contradicts the information provided in the State report. If the State has not addressed the issue at all this should also be noted.

The Concluding Observations adopted by the Human Rights Committee after the examination of the previous State report should also be taken into account by NGOs when they start to draft their reports as one of the Committee's objectives is to monitor how far their previous recommendations have been implemented. It is extremely important to assess if any progress has been made by the authorities with regard to the previous Concluding Observations. When NGOs consider that no improvement has been made with regard to the recommendations of the Human Rights Committee, it should be clearly stated.
It may also be very useful to consult the summary records of the discussions that took place during the consideration of the previous report by the Committee as well as the written replies or comments (if any) provided by the State in response to the previous recommendations of the Committee. Both are available on the OHCHR web site as well as on the CCPR Centre website: http://www2.ohchr.org/english/bodies/hrc/followup-procedure.htm.

Consider putting out a press release saying that you have made the submission and send copies to anyone you think should see it. This might include other parts of the UN human rights machinery.

Confidentiality

Usually, NGO information submitted to the Human Rights Committee is made public and posted on the OHCHR website, if the NGO agrees to this. This means that the reports are also available to the State Parties. This should be kept in mind especially for NGOs coming from countries where civil society cannot work freely and is harassed by the authorities.
Although it is possible to state that information shall not be posted to the OHCHR website the Human Rights Committee cannot however withhold the information after a State request.
If you are concerned about confidentiality, please contact the CCPR Centre for advice.

Language

NGO reports should be submitted in one or more of the Human Rights Committee's working languages: English, French and Spanish. If the entire report cannot be translated NGOs should consider preparing a short executive summary in all three languages.
Naturally all information submitted should be as concise as possible.

Lobbying during the session

Everybody is allowed to attend the Committee sessions as observers. Before attending however you have to apply to the Secretariat for accreditation.
Attendance at the session at which the State report is reviewed by the Committee is very important as it allows NGOs to react to the information provided by the State representatives. If necessary NGOs should be ready to provide informal feedback to the Committee members when assertions made by State representatives seem to be irrelevant or inaccurate. Although NGOs are not allowed to take the floor in the plenary session, Committee members can be approached and lobbied during break in the meeting, at the end of the meeting or before the meeting starts the following day. NGOs should not hesitate to suggest additional questions or clarifications that the Committee could ask the State representatives. There are also two opportunities for NGOs to meet the Committee members and present their concerns:

Formal NGO briefings

NGOs have the opportunity to address the Committee on issues and subjects of concern related to countries being reviewed during the formal NGO briefings, typically lasting 30 minutes per country, and taking place on the same day or the day before the review of the country's report. These briefings are chaired by the Committee's President and are closed, which means that only Committee members and the NGOs are allowed to attend and participate. The meeting is conducted in the Committee's working languages (English, French and Spanish). Interpretation between these languages is provided.
The President invites each NGO to deliver a brief statement (statement should take no more than two or three minutes to read slowly) and afterwards time is allocated for Committee members to ask questions and NGOs to reply.
If a national NGO is not in a position to take part in the NGO briefing the CCPR Centre (http://www.ccprcentre.org/) can address the Human Rights Committee on its behalf.

Informal NGO Briefings

The Centre for Civil and Political Rights also organises informal briefings with the Committee. These informal meetings are usually scheduled over lunchtime and last up to 90 minutes. They are not held in the Committee room and no interpretation is provided. Although not all Committee members attend these meetings, they are a unique opportunity for NGOs to raise their concerns and to respond to the Committee members' questions. Usually there is one briefing on each State reviewed.
The Centre for Civil and Political Rights coordinates the informal briefings and assists NGOs with the practical arrangements. NGOs wishing to take part should contact the Centre before the session.

6. Special rules of procedure or advice for making a submission?

No

7. What happens to the submission (how long will it take)?

Due to a backlog of State reports there is usually a delay of about a year between the submission of the State report and the start of the Committee’s consideration. The Committee will prepare by reading the report and any other material available to it on the country in question, for example from special rapporteurs of the Human Rights Council, or NGOs.
The Committee, with the support of the Secretariat, will draft the List of Issues and adopt it during one of their sessions. The List of Issues is sent to the State so that they can prepare replies.
The State is then examined in a public meeting during one of the Committee's sessions. The examination begins with an opening presentation by the State Party’s delegation, including responses to the List of Issues. The Committee members then put questions to the representatives, seeking to clarify or deepen their understanding of issues concerning the implementation and enjoyment of the rights guaranteed by the ICCPR in the State Party. This often includes questions that have not been fully answered in the responses to the List of Issues.
Usually the Committee takes two half day meetings (of three hours) to consider a periodic State report and three meetings (of three hours) to consider an initial report. At the end of the session, the Committee will produce Concluding Observations outlining recommendations and comments on the State's practice and legislation.

A) Raising awareness about the Concluding Observations

One of the key areas for NGOs is engaging national interest to ensure that the Concluding Observations are widely disseminated, discussed, and implemented. Issuing press releases as soon as the Concluding Observations are available is the first step to ensure that the national media are aware of the recommendations of the Committee. Press releases should also integrate the findings and the concerns of the NGOs.

NGOs may also organise press conferences at the national level or take advantage of their presence at the United Nations Offices to meet press and agencies' correspondents based in New
York or Geneva.

Although it is the duty of the State to translate the Concluding Observations into national languages and make them available to the public this is often not done. It is therefore an important task for NGOs to make sure the Concluding Observations (or the relevant parts) are translated into national languages, minority languages) and accessible to all interested parties.

B) Lobbying for the implementation of the Concluding Observations

The implementation of the Concluding Observations is the ultimate objective of the NGOs. However this is probably the most challenging aspect of the follow-up process as the result depends on the willingness of the State authorities to cooperate and be actively involved in implementation.
NGOs and civil society can nevertheless play a role in this matter, particularly in lobbying the authorities to ensure that concrete steps are taken toward the implementation of the Concluding Observations.
Round tables or special events on the implementation of the Concluding Observations could be very useful to engage the State's authorities in dialogue, Parliamentarians and the bodies or ministries responsible for implementing and monitoring human rights should be targeted in particular.

C) Reporting back to the Human Rights Committee

The Human Rights Committee has a follow-up procedure in which it asks the State to report on the implementation of selected Concluding Observations one year after the review. However, to date the Committee has only once included conscientious objection to military service in the issues selected for this procedure.
At the time of the next review of the State the NGOs should report on the progress made in implementing the Concluding Observations.

8. History of the use of the mechanism

Most issues relating to conscientious objection will come up in front of the Human Rights Committee as opposed to any other treaty body.
The UN Human Rights Reporting Handbook provides guidance to States for raising the issue in their report to the Human Rights Committee. Under article 18 States are asked to discuss the status and position of conscientious objectors and to provide statistical information regarding the number of persons who have applied for conscientious objector status and the number who were actually recognised as such. They are also asked to give the reasons used to justify conscientious objection and the rights and duties of conscientious objectors as compared to those who serve in the regular military service.

Contact Details: 
NGO information should be sent by post to: Secretary of the Human Rights Committee Human Rights Council and Treaty Bodies Division Office of the High Commissioner for Human Rights UNOG-OHCHR, CH-1211 Geneva 10, Switzerland An electronic copy should be sent to: Secretary of the Human Rights Committee email: ccpr@ohchr.org. NGOs have to send their documents electronically to the Secretariat of the Human Rights Committee as well as providing 25 hard copies that will be distributed to the Experts. If needed, the CCPR Centre will provide support to the NGOs in the transmission of the documents to the Secretariat.
Further Reading: 
Concluding Observations
Title Date
Concluding observations of the Human Rights Committee: Russian Federation 26/07/1995

21. The Committee is concerned that conscientious objection to military service, although recognized under article 59 of the Constitution, is not a practical option under Russian law and takes note in this regard of the draft law on alternative service before the Federal Assembly. It expresses its concern at the possibility that such alternative service may be made punitive, either in nature or in length of service. The Committee is also seriously concerned at the allegations of widespread cruelty and ill-treatment of young conscript-soldiers.
(...)
39. The Committee urges that stringent measures be adopted to ensure an immediate end to mistreatment and abuse of army recruits by their officers and fellow soldiers. It further recommends that every effort be made to ensure that reasonable alternatives to military service be made available that are not punitive in nature or in length of service. It urges that all charges brought against conscientious objectors to military service be dropped.

Concluding observations of the Human Rights Committee: Libyan Arab Jamahiriya 23/11/1994

13. Another area of concern is that of freedom of religion. The severe punishments for heresy (which are said not to have been used) and the restrictions on the right to change religion appear to be inconsistent with article 18 of the Covenant. The lack of provision for conscientious objection to military service is another concern.

Concluding observations of the Human Rights Committee: Tajikistan 23/07/2013

21. The Committee reiterates its previous concern (CCPR/CO/84/TJK, para 20) about the State party’s lack of recognition of the right to conscientious objection to compulsory military service, and at the absence of alternatives to military service (art. 18).

The State party should take necessary measures to ensure that the law recognizes the right of individuals to exercise conscientious objection to compulsory military service, and establish, if it so wishes, non-punitive alternatives to military service.religious beliefs grounded in conscience) justifying the objection, and should neither be punitive nor discriminatory in nature or duration by comparison with military service.

Concluding observations of the Human Rights Committee: Finland 23/07/2013

14. While welcoming the legislative changes allowing for non-military services applications during mobilizations and serious disturbances and the fact that total objectors can be exempted from unconditional imprisonment, the Committee reiterates its concerns that the length of non-military service is almost twice the duration of the period of service for the rank and file and that the preferential treatment accorded to Jehovah’s Witnesses has not been extended to other groups of conscientious objectors (art. 18).

The State party should fully acknowledge the right to conscientious objection and ensure that the length and the nature of the alternative to service do not have a punitive character. The State party should also extend the preferential treatment accorded to Jehovah’s Witnesses to other groups of conscientious objectors.

Concluding observations of the Human Rights Committee: Ukraine 23/07/2013

19. While taking note of the State party’s plans towards an all-volunteer army as of 2017, the Committee notes that the provisions of the Law on Military Service which permit conscription remain in force, as does the Law on Alternative (Non-Military) Service, and that according to the statistics provided by the State party several hundred young men have performed such service in recent years (CCPR/C/UKR/Q7/Add.1). The Committee therefore expresses its concern that no measures appear to have been taken to extend the right of conscientious objection against mandatory military service to persons who hold non-religious beliefs grounded in conscience, as well as beliefs grounded in all religions (art. 18).

The Committee reiterates its previous recommendation (CCPR/C/UKR/CO/6, para. 12) and stresses that alternative service arrangements should be accessible to all conscientious objectors without discrimination as to the nature of the beliefs (religious or non-religious beliefs grounded in conscience) justifying the objection, and should neither be punitive nor discriminatory in nature or duration by comparison with military service.

Concluding observations of the Human Rights Committee: Israel 2014 28/10/2014

23. The Committee remains concerned (CCPR/C/ISR/CO/3, para. 19) at the proceedings before the special Committee in charge of recommending to the competent authorities to grant or reject an individual’s application for exemption from compulsory military service for reasons of conscience and at its lack of independence given that its membership comprises only one civilian member and all the rest serve as officials of the armed forces. The Committee reiterates its concern that individuals whose conscientious objection applications are rejected may be repeatedly imprisoned for their refusal to serve in the armed forces (arts. 14 and 18).

The Committee reiterates its previous recommendation that the special Committee making recommendation to the competent authorities on conscientious objection applications is made fully independent, and proceedings before it include hearings and provide for a right to appeal against negative decisions. The State party should also refrain from repeated imprisonment for refusal to serve in the armed forces that may constitute a violation of the principle of ne bis in idem.

Concluding observations on the fifth periodic report of Austria 06/11/2015

* Adopted by the Committee at its 115th session (19 October–6 November 2015).
Freedom of conscience and religious belief

33. The Committee notes that the length of the civilian alternative service to military service for conscientious objectors is longer than military service and may be punitively long if not based on reasonable and objective grounds (arts. 18 and 26).

32. The State party is encouraged to ensure that the length of service alternative to military service required for conscientious objectors is not punitive in nature.

Concluding observations on the fourth periodic report of the Republic of Korea 06/11/2015

* Adopted by the Committee at its 115th session (19 October–6 November 2015)

C. Principal matters of concern and recommendations

Views under the Optional Protocol

6. The Committee remains concerned about the absence of a specific mechanism to implement the Committee’s Views under the Optional Protocol In particular, the Committee notes with concern that the State party has, except in one case, failed to implement the Committee’s Views, notably the numerous cases concerning conscientious objection (art. 2).

7. The State party should establish mechanisms and appropriate procedures to give full effect to the Committee’s Views so as to guarantee effective remedies in all cases of violations against the Covenant It should also fully implement the Views the Committee has issued so far.

...

Conscientious Objection to military service

44. The Committee is concerned that in the absence of a civilian alternative to military service, conscientious objectors to military service continue to be subjected to criminal punishment. It also notes with concern that personal information of conscientious objectors may be disclosed online (art.18).

45. The State party should:

(a) Immediately release all conscientious objectors condemned to a prison sentence for exercising their right to be exempted from military service;

(b) Ensure that the criminal records of conscientious objectors are expunged, that they are provided with adequate compensation and that their information is not publicly disclosed; and

(c) Ensure the legal recognition of conscientious objection to military service, and provide conscientious objectors with the possibility to perform an alternative service of civilian nature.

...

59. In accordance with rule 71, paragraph 5, of the Committee’s rules of procedure, the State party should provide, within one year, relevant information on its implementation of the Committee’s recommendations made in paragraphs 15 (Discrimination on the grounds of sexual orientation and gender identity), 45 (Conscientious objection) and 53 (Freedom of peaceful assembly),  above.

Concluding observations of the Human Rights Committee: Greece 03/12/2005

37. The Committee reiterates its previous concerns about: (a) the length of alternative service for conscientious objectors, which is much longer than military service (see CCPR/CO/8 3/ GRC, para. 15); (b) the composition of the Special Committee and its reported lack of independence and impartiality, especially when hearings are held without all members present; (c) reports indicating discrimination on the basis of different grounds of objection to service; and (d) repeated punishment of conscientious objectors, in violation of the principle of ne bis in idem (arts. 14 and 18).

38. The State party should take measures to review its legislation with a view to recognizing the right to conscientious objection to military service, encompassing an alternative to military service that is accessible to all conscientious objectors and not punitive or discriminatory in terms of its nature, cost or duration. The State party should also avoid repetitive punishment in violation of the ne bis in idem principle and consider placing the assessment of applications for conscientious objector status under the full control of civilian authorities.

Concluding observations of the Human Rights Committee: Greece 03/12/2015

Conscientious objection to compulsory military service

37. The Committee reiterates its previous concerns about: (a) the length of alternative service for conscientious objectors, which is much longer than military service (see CCPR/CO/8 3/ GRC, para. 15); (b) the composition of the Special Committee and its reported lack of independence and impartiality, especially when hearings are held without all members present; (c) reports indicating discrimination on the basis of different grounds of objection to service; and (d) repeated punishment of conscientious objectors, in violation of the principle of ne bis in idem (arts. 14 and 18).

38. The State party should take measures to review its legislation with a view to recognizing the right to conscientious objection to military service, encompassing an alternative to military service that is accessible to all conscientious objectors and not punitive or discriminatory in terms of its nature, cost or duration. The State party should also avoid repetitive punishment in violation of the ne bis in idem principle and consider placing the assessment of applications for conscientious objector status under the full control of civilian authorities.

A Conscientious Objector's Guide to the International Human Rights System

Human Rights Committee: Communication procedure

Summary

The First Optional Protocol establishes an individual complaints mechanism, allowing individuals to complain to the Human Rights Committee about a violation of one or several of their rights guaranteed by the International Covenant on Civil and Political Rights. Communications may only be submitted against a State that has ratified the First Optional Protocol and after domestic remedies have been exhausted. In addition, the claim should not have been submitted to another treaty body mechanism, nor to a regional mechanism such as the Inter-American Commission on Human Rights, the European Court of Human Rights, the African Commission on Human and Peoples' Rights, or the African Court on Human and Peoples' Rights.

If the Committee finds that a State Party has failed in its obligations under the ICCPR, it will require that the violation be remedied and ask that the State Party provide follow-up information in this regard. The Human Rights Committee's decisions and its follow-up activities are made public and are included in the Committee's Annual Report to the General Assembly.

1. Likely results from use of mechanism

A decision from the Human Rights Committee on the case either declaring a violation of the Covenant by the State concerned, or declaring the case inadmissible. If a violation of the Covenant is found, the Committee may recommend that the State concerned make amends, or rectify the situation. This might include recommending compensation to the complainant, or releasing him or her from prison.

2. To which States does the mechanism apply?

This mechanism applies to States parties to the ICCPR which have also signed and ratified the First Optional Protocol (http://www2.ohchr.org/english/law/ccpr-one.htm).
A complaint can be brought against any State which had jurisdiction over the victim at the moment of the violation, and which has ratified the Optional Protocol. While the violation itself can have taken place before the Optional Protocol entered into force for the State concerned, it is important that some domestic court took a decision in relation to this violation after the Optional Protocol came into force.

3. Who can submit information?

Under the First Optional Protocol the Committee can receive Individual Communications from any individual under the jurisdiction of a State that is party to the First Optional Protocol who claims that his or her rights under the Covenant have been violated by the State Party.
If you wish to file a complaint on behalf of someone else or a group, you must submit a written consent from each of the victims you wish to represent or proof that they are incapable of giving such consent.

4. When to submit information?

There is no time limit after the alleged event for receiving information but it is best to submit the communication as soon as possible after the exhaustion of domestic remedies. In exceptional cases, submission after a protracted period may result in your case being considered inadmissible by the Committee.
Under Rule 96c of the Working Methods of the Committee, a communication submitted after 5 years from the exhaustion of domestic remedies, or after 3 years from the conclusion of another procedure of international investigation or settlement may constitute an abuse of the right of submission.
Repeated claims to the Committee on the same issue although they have already been dismissed are considered an abuse of the complaints process.

5. Special rules of procedure or advice for making a submission?

How to write a complaint:

The complaint mechanisms are designed to be simple and accessible to all. You do not need to be a lawyer or even familiar with legal and technical terms to bring a complaint to a Committee.

For a complaint to be admissible, it needs to meet the following requirements:

  • It has to be submitted by the individual whose rights have been violated, or with the written consent of the individual. Only in exceptional cases, where the individual concerned is unable to give consent, this requirement may be ignored. Anonymous complaints will not be considered.
  • Domestic remedies need to have been exhausted, which means all domestic appeal procedures need to have been tried. However, if you can demonstrate that local remedies are not effective (for example, because the highest court of the country already ruled on a very similar case), not available, or unduly prolonged, this requirement may be ignored.
  • Not be under consideration by another international investigation or settlement procedure.

A complaint, sometimes also called a “communication” or a “petition” need not take any particular form. However, it needs to be in writing and signed (which means email complaints will not be considered). It should provide basic personal information - your name, nationality and date of birth - and specify the State party against which your complaint is directed.

A complaint needs to include – preferably in chronological order – all the facts on which your claim is based, and all efforts that have been made to exhaust domestic remedies (include copies of relevant court decisions and a summary in one of the working languages of the Committee).

It is useful to quote the relevant treaty articles which correspond to your case. It should be explained how the facts of the case disclose a violation of those articles. A model complaint form that can be used can be found at http://www2.ohchr.org/english/bodies/docs/annex1.pdf.

Emergency procedures:

If there is a fear of irreparable harm (for example in cases of imminent execution or deportation to torture) before the Committee has examined the case, it is possible to request an intervention by the committee to stop an imminent action (or omission) by a State, which may cause such harm. Such an intervention is called a “request for interim measures of protection”.

6. What happens to the submission (how long will it take)?

The two major stages in any case are known as the “admissibility” stage and the “merits” stage. The "admissibility" of a case refers to the formal requirements that your complaint must satisfy before the relevant committee can consider its substance. The "merits" of the case are the substance, on the basis of which the committee decides whether or not rights under a treaty have been violated.

If the complaint contains the essential elements outlined above, the case is registered, that is to say formally listed as a case for consideration by the Committee. Due to a big back-log of complaints it can take at least two years for a case to be considered after registration.
After the registration the complaint is transmitted to the State party concerned to give it an opportunity to comment. The State is required to respond to the complaint within six months. If the State party fails to respond to the complaint, you are not disadvantaged, Reminders are sent to the State party. If there is still no response, the committee takes a decision on the case on the basis of the original complaint.
Once the State replies to a submission, the complainant is offered an opportunity to comment. At that point the, the case is ready for a decision by the Committee.
The committee considers Individual Communications in closed session, but its Views (decisions) and the follow-up are public.

7. History of the use of the mechanism

The Communication Procedure has been used successfully in a range of CO cases, which has helped to establish important jurisprudence on the length and terms of substitute service (Foin v. France, 1999) and on the right to conscientious objection itself (Yeo-Bum Yoon and Mr. Myung-Jin Choi vs. Republik of Korea, 2007).

Contact Details: 
Petitions Team OHCHR-UNOG 1211 Geneva 10 Switzerland E-mail: tb-petitions@ohchr.org (indicate “Human rights complaint” in the Subject line of your e-mail.) Fax: +41.22.917.90.22
Further Reading: 
Views adopted (Jurisprudence)

None

A Conscientious Objector's Guide to the International Human Rights System

Committee on the Rights of the Child: State Reporting Procedure

Summary:

The Committee on the Rights of the Child is a treaty-based mechanism which monitors the implementation of the Convention on the Rights of the Child (CRC) (see: http://www2.ohchr.org/english/law/crc.htm) and its Optional Protocols on the Sale of Children (OP1, see: http://www2.ohchr.org/english/law/crc-sale.htm) and on Children in Armed Conflict (OP2, see http://www2.ohchr.org/english/law/crc-conflict.htm) by State Parties. This is done through regular reports from States Parties (for States Parties to the CRC see http://treaties.un.org/Pages/Treaties.aspx?id=4&subid=A&lang=en, for OP1 see http://treaties.un.org/Pages/Treaties.aspx?id=4&subid=A&lang=en and for OP2 see http://treaties.un.org/Pages/Treaties.aspx?id=4&subid=A&lang=en). The reports are examined through a dialogue between the Committee and representatives of the State. During this dialogue Committee members may raise and child rights issues, including rights not addressed in the state reports. After the dialogue, the Committee produces Concluding Observations, which outline recommendations, and comments on the State's practice and legislation.

The Committee will only address issues related to under-18s. For States Parties to the Optional Protocol on Children in Armed Conflict, the Committee addresses issues such as recruitment of minors, or excessive military recruitment efforts in schools. Although article 14 of the Convention guarantees the right to freedom of thought, conscience, and religion, this mechanism is less likely to be directly relevant in relation to the right to conscientious objection to military service, but can be useful to highlight issues of recruitment of minors, irregular recruitment, and military in schools.

1. Likely results from use of the mechanism

During the examination of the State's report, members of the Committee may also raise issue related to recruitment and military in schools. If the Committee comes to the conclusion that the State's practice does not comply with the CRC, it will outline this in its Concluding Observations in the form of concerns and recommendations. When the State reappears in front of the Committee, the Committee will be highly likely to ask the State about improvements it has made.
The Concluding Observations of the CRC will also form part of the OHCHR compilation for the Universal Periodic Review.

2. To which States does the mechanism apply?

The mechanism applies to those States who have ratified the CRC. The Optional Protocol on Children in Armed Conflict only applies to those States who have ratified it.

3. Who can submit information?

Anyone – including NGOs and individuals.

4. When to submit information?


Information for the List of Issues

About three to four months before the session at which a State report will be examined, the pre-sessional working group of the Committee convenes a private meeting with UN agencies and bodies, NGOs and other competent bodies such as national human rights and youth organisations, which have submitted additional information to the Committee. This discussion leads to the List of Issues, which will be sent to the State, who will be requested to provide answers in writing in advance of the session.
It is therefore important that additional information is provided well in advance of the session, and it is recommended to submit a report no later than six month before.

Information for standard reporting

In their report, NGOs should refer to the State's reports (there are usually separate reports for the Convention on the Rights of the Child and each Optional Protocol), and highlight errors and omissions in the information provided by the State. The State reports are public and accessible online at: http://www2.ohchr.org/english/bodies/crc/sessions.htm.

Once the State report is available, check online when the report is likely to be considered: http://www2.ohchr.org/english/bodies/crc/sessions.htm.

5. Any special advice for making a submission to this mechanism?

Structure of the Report

The NGO Group for the Convention on the Rights of the Child (NGO Group) has published detailed guides on reporting to the Committee on the Rights of the Child. These can be found at:

Introduction

The introduction should include a presentation of the NGO (including the contact details) submitting the report and relevant information about the general context, such as historical context, specific situations (e.g. armed conflict or socio-economic context), without repeating information provided in the State report.

Substantive part

It can be advisable that the NGO report follows the structure of the State report, in the form of a section-by-section analysis of the report. The report should comment on and correct information provided by the State, and explain the position of the NGO.

It is important to analyse the extent to which law, policy and practice of the State comply or not with the provisions of the Optional Protocol. While State reports are often very legalistic, an NGO report should provide information on the practical implementation or lack thereof. It should also reflect on the experience of children/under-18s throughout the country, including differences in legislation, administration of services, culture and environment of different jurisdictions.

It is always a good idea to refer to previous Concluding Observations of the Committee, and their implementation or lack thereof.

Conclusions and recommendations

It can be a good idea to include a list of questions the NGO wants the Committee to ask to the Government. Some NGOs include a list of concrete recommendations, but this is a matter of political approach.

6. What happens to the submission (how long will it take)?

Following the submission of the periodic or initial State report, which will be published on the website of the Committee on the Rights of the Child (see http://www2.ohchr.org/english/bodies/crc/sessions.htm), NGOs have the opportunity to submit additional information or their own reports. This should usually be done between six months and two years before the examination of a State's report.

About three to four months before the examination of the State report a meeting of a pre-sessional working group of the Committee on the Rights of the Child will draw up a List of Issues (see under 4.). States might choose to provide written answers to questions raised in the List of Issues in advance of the examination of the report.

The examination of the State's report happens in form of a dialogue between the members of the Committee on the Rights of the Child and the delegation of the State concerned. Following the session, the Committee will draw of its Concluding Observations, which also include recommendations.

7. History of the use of the mechanism

This mechanisms has not been used for conscientious objection to military service itself, but has been used successfully to highlight issues of recruitment of under-18s, including aggressive recruitment by Armed Forces in schools.

Contact Details: 
Committee on the Rights of the Child (CRC) Human Rights Treaties Division (HRTD) Office of the United Nations High Commissioner for Human Rights (OHCHR) Palais Wilson - 52, rue des Pâquis CH-1201 Geneva (Switzerland) Tel.: +41 22 917 91 41 Fax: +41 22 917 90 08 E-mail: crc@ohchr.org
Further Reading: 
Concluding Observations

None

A Conscientious Objector's Guide to the International Human Rights System

Committee on the Rights of the Child: Optional Protocol on Communications

Summary

The Optional Protocol to the Convention on the Rights of the Child on a communications procedure from 19 December 2011 (see http://treaties.un.org/doc/source/signature/2012/CTC_4-11d.pdf) establishes an individual complaints mechanism, allowing individuals to complain to the Committee on the Rights of the Child about a violation of the Convention or any one of the Optional Protocols to which the State is a party. Before submitting a complaint, domestic remedies have to be exhausted, unless these would be unreasonably prolonged or not effective. The complaint should also not have been submitted to any other procedure of international investigation or settlement.

If the Committee finds that a State Party has failed in its obligations under the CRC or its Optional Protocols, it will require that the violation be remedied and ask the State Party to provide follow-up information in this regard. The decisions of the Committee on the Rights of the Child and its follow-up activities are made public and are included in the Committee' Annual Report to the General Assembly.

At the time of writing (August 2012), the Optional Protocol to the Convention on the Rights of the Child on a communications procedure was not yet in force, as it had not yet been ratified by more than 10 States. Check for the status of ratification at http://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-11-...

1. Likely result from use of the mechanism

The Committee on the Rights of the Child will either declare the case inadmissible, or publish its views on the case if it finds on a violation of the Convention on the Rights of the Child or one of the Optional Protocols. If a violation is found, the Committee may recommend that the State concerned make amends, or rectify the situation.
The Committee might also attempt to reach a friendly settlement between the State Party and the victim or victims.

2. To which States does the mechanism apply?

This mechanism applies to States parties to the CRC which have also signed the Optional Protocol to the Convention on the Rights of the Child on a communications procedure. Check for the status of ratification at http://treaties.un.org/Pages/ViewDetails.aspx?src=TREATY&mtdsg_no=IV-11-....
A complaint can be brought against any State which had jurisdiction over the victim at the moment of the violation, and which has at the same time ratified the Optional Protocol.

3. Who can submit information?

Under the Optional Protocol to the Convention on the Rights of the Child on a communications procedure the Committee can receive individual Communications (complaints) from any individual under the jurisdiction of a State that is party to the Optional Protocol who claims that his or her rights under the Convention have been violated by the State Party.
If you wish to file a complaint on behalf of someone else or a group, you must submit proof of consent from each of the victims you wish to represent in writing, or proof why they are incapable of giving such consent.

4. When to submit information?

According to the Optional Protocol to the Convention on the Rights of the Child on a communications procedure, complaints have to be submitted within one year of exhaustion of domestic remedies, except where it can be demonstrated that it had not been possible to submit the communication within the time limit.

5. Special rules of procedure or advice on making a submission

At the time of writing, the Committee had not yet adopted rules of procedure for submitting complaints (communications) under the Optional Protocol to the Convention on the Rights of the Child on a communications procedure. Please check the website of the Committee at http://www2.ohchr.org/english/bodies/crc/sessions.htm for updates.

The following is therefore adapted from the guidelines for submissions to the Human Rights Committee:

How to write a complaint:

The complaint mechanisms are designed to be simple and accessible to all. You do not need to be a lawyer or even familiar with legal and technical terms to bring a complaint to a Committee.

For a complaint to be admissible, it needs to meet the following requirements:

  • It has to be submitted by the individual whose rights have been violated, or with the written consent of the individual. Only in exceptional cases, where the individual concerned is unable to give consent, this requirement may be ignored. Anonymous complaints will not be considered.
  • Domestic remedies need to have been exhausted, which means all domestic appeal procedures need to have been tried. However, if you can demonstrate that local remedies are not effective (for example, because the highest court of the country already ruled on a very similar case), not available, or unduly prolonged, this requirement may be ignored.
  • Not be under consideration by another international investigation or settlement procedure.

A complaint, sometimes also called a “communication” or a “petition” need not take any particular form. However, it needs to be in writing and signed (which means email complaints will not be considered). It should provide basic personal information - your name, nationality and date of birth - and specify the State party against which your complaint is directed.

A complaint needs to include – preferably in chronological order – all the facts on which your claim is based, and all efforts that have been made to exhaust domestic remedies (include copies of relevant court decisions and a summary in one of the working languages of the Committee).

It is useful to quote the relevant treaty or Optional Protocol articles which correspond to your case. It should be explained how the facts of the case disclose a violation of those articles.

Emergency procedures:

If there is a fear of irreparable harm (for example in cases of imminent execution or deportation to torture) before the Committee has examined the case, it is possible to request an intervention by the committee to stop an imminent action (or omission) by a State, which may cause such harm.

6. What happens to the submission (how long will it take)?

As the Optional Protocol was not yet in force at the time of writing, there is presently no experience with complaints to the Committee on the Rights of the Child.

7. History of the use of the mechanism

As the Optional Protocol was not yet in force at the time of writing, it could not be used yet.

Contact Details: 
Committee on the Rights of the Child (CRC) Human Rights Treaties Division (HRTD) Office of the United Nations High Commissioner for Human Rights (OHCHR) Palais Wilson - 52, rue des Pâquis CH-1201 Geneva (Switzerland) Tel.: +41 22 917 91 41 Fax: +41 22 917 90 08 E-mail: crc@ohchr.org
Views (jurisprudence)

None

A Conscientious Objector's Guide to the International Human Rights System

Other Treaty Bodies

Apart from the Human Rights Committee, the other treaty bodies, which include the Committee on the Elimination of Discrimination (CERD) and the Committee Against Torture (CAT) are not likely to be the first port of call for a conscientious objector. The more obvious mechanisms for conscientious objectors to military service are the Human Rights Committee and the Special Procedures of the Human Rights Council, such as thematic and country-specific rapporteurs.

Like the Human Rights Committee, each treaty body oversees the implementation of a convention. The outcomes from these treaty bodies are similar to those of the Human Rights Committee. Both CERD and CAT have an optional individual communications procedure, enabling the committees to consider individual cases as well as State practice and legislation. However, these procedures are very underused.

When you might use other treaty bodies

If you find that the State who is failing to recognise rights associated with conscientious objection is not a party to the ICCPR but is a party to the International Convention on the Elimination of All Forms of Racial Discrimination (ICERD), International Covenant on Economic, Social and Cultural Rights (ICESCR) or the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (CAT), you may wish to pursue your case or country situation under these conventions. All treaty bodies receive periodic reports from states party to the treaty. Rules of procedure are similar to those for the Human Rights Committee. You should read the relevant conventions in full to see if the State Party is failing to respect these rights. These are available on the web at http://www.ohchr.org.

Sources

http://www2.ohchr.org/english/law/ccpr-one.htm
http://treaties.un.org/Pages/Treaties.aspx?id=4&subid=A&lang=en

A Conscientious Objector's Guide to the International Human Rights System

United Nations Human Rights Council (UNHRC)

Summary

In 2006 the The United Nations Human Rights Council replaced the United Nations Commission on Human Rights. The Council is an inter-governmental body within the UN human rights system made up of 47 States elected by the UN General Assembly responsible for strengthening the promotion and protection of human rights around the globe. Its main purpose is addressing situations of human rights violations and making recommendations on them. Its mandate was established by General Assembly resolution 60/251 from 15 March 2006.
The Council meets in regular session three times annually and in special session as needed, and reports to the General Assembly.

In 2007 the Council adopted its “Institution-building package” which established a system of four subsidiary mechanisms, of which the following two are most relevant for NGOs and individuals working on conscientious objection to military service:

  • The Universal Periodic Review mechanism assesses the human rights situations in all 192 UN Member States.
  • The UN Special Procedures established by the former Commission on Human Rights and assumed by the Council.

For a list of all member states please go to: http://www2.ohchr.org/english/bodies/hrcouncil/membership.htm

On 5 July 2012, during its 20th session, the Human Rights Council passed a resolution on conscientious objection to military service, “recalling all previous relevant resolutions and decisions, including Human Rights Council decision 2/102 of 6 October 2006, and Commission on Human Rights resolutions 2004/35 of 19 April 2004 and 1998/77 of 22 April 1998, in which the Commission recognized the right of everyone to have conscientious objection to military service as a legitimate exercise of the right to freedom of thought, conscience and religion, as laid down in article 18 of the Universal Declaration of Human Rights and article 18 of the International Covenant on Civil and Political Rights and general comment No. 22 (1993) of the Human Rights Committee”.

Case law

None

A Conscientious Objector's Guide to the International Human Rights System

Universal Periodic Review (UPR)

Summary

The Universal Periodic Review (UPR) was established along with the Human Rights Council by resolution 60/251 in 2006 and is a unique mechanism of the United Nations human rights system which involves a review of the human rights records of all UN Member States once every 4½ years, based on the Charter of the United Nations, the Universal Declaration of Human Rights, and any other human rights instruments to which the State under review is a party, and voluntary pledges and commitments made by the State. During the review process, other States examine the human rights practice of a State under review based on information provided by the State, a compilation of relevant UN documents prepared by the Office of the High Commissioner on Human Rights (OHCHR) and information provided by other stakeholders, including NGOs (compiled by the OHCHR).

Other states may ask questions and make recommendations, which the State under review may accept or reject. The result of this review is reflected in an “outcome report” listing the recommendations made to the State under review. Until the next due review, the State under review has now four years time to implement the accepted recommendations and fulfil its voluntary pledges.

The third cycle of the Universal Periodic Review started at the 27th session (1st-12th May 2017), and will run until November 2021. Find the full calendar here: http://www.ohchr.org/Documents/HRBodies/UPR/Calendar3rdCycle.doc (a download will begin).

Information, including a timetable of the current review cycle, is available at http://www.ohchr.org/EN/HRBodies/UPR/Pages/UPRMain.aspx.

1. Likely results from use of mechanism

As this is an inter-governmental procedure, only States can ask questions or make recommendations to the State under review. NGOs can not intervene directly, but have to get a State to ask a question or to make a recommendation to the State under review. The State under review then can either accept or reject a recommendation.

2. To which States does the mechanism apply?

This mechanism applies to all member states of the United Nations.

3. Who can submit information?

The review at the Working Group is based on three sources of information:

  • Information prepared by the State under Review on its human rights situation. This can take the form of a national report no longer than 20 pages.
  • A compilation of “information contained in the reports of treaty bodies, special procedures, including observations and comments by the State concerned, and other relevant official United Nations documents, which shall not exceed ten pages” (Resolution A/HRC/RES/5/1). It can include for example Concluding Observations of the Human Rights Committee or the Committee on the Rights of the Child, reports by Special Rapporteurs or UN Country teams, etc. This compilation is prepared by the Office of the High Commissioner on Human Rights (OHCHR).
  • Other “credible and reliable information” provided by “other relevant stakeholders” (including NGOs), which are summarised by the Office of the High Commissioner in a document not exceeding ten pages (Resolution A/HRC/RES/5/1).

These three documents are usually available on the OHCHR website ten weeks before the start of the UPR working group.

4. When to submit information?

4. When to submit information?
The Universal Periodic Review Working Group holds three sessions per year dedicated to 14 states each, until the total of all UN members has been reviewed.


According to resolution “A/HRC/RES/5/1, “States are encouraged to prepare the information through a broad consultation process at the national level with all relevant stakeholders”. If your State is following this procedure, it might be a good idea to get involved in the process, and to lobby for inclusion of the issue of conscientious objection in the State's report. Often, coalitions of national NGOs join forces to submit a joint report. If this is the case, it can be advisable to take part in such a coalition, to make sure that the issue of conscientious objection to military service is included in a broader NGO report. Such a national consultation process is likely to take place about one year before the review.

8-6 months before the review:: The deadline for the submission of information by NGOs to the OHCHR is about six to eight months before the session. Submissions must be submitted and received by midnight Geneva time (CET) on the day of the given deadline and late submissions are not considered.

About six weeks before the session of each Working Group, the NGO UPR-Info is holding public sessions for NGOs to suggest questions and recommendations. All government delegations are invited to these sessions, and the timing should provide enough time for the delegations to consult with their respective government.
NGOs interested in taking part should contact:
UPR Info
Avenue du Mail 14
1205 Geneva, Switzerland
Phone: + 41 22 321 77 70
Fax: + 41 22 321 77 71
Email: info@upr-info.org

As the review itself is an inter-governmental procedure, it is then important to lobby other governments to raise questions and make recommendations to the State under review, either via other States' embassies in your country, or via their permanent missions at the UN in Geneva. Please get in touch if you have specific issues to raise in relation to conscientious objection to military service.

During the review:: The review itself takes place in a Working Group of the Human Rights Council, which is composed of all UN member States and chaired by the President of the Council. NGOs in consultative status can attend but not take the floor during the review.
The review is prepared by a troika, which is selected by the drawing of lots among members of the Human Rights Council and from different regional groups. The troika receives the written questions and issues raised by States and relays them to the State under review. During the review itself, the members of the troika do not have any specific role. After the review, the troika is responsible for preparing a report of the Working Group, with the involvement of the State under review and assistance by the OHCHR. One of the members of the troika will introduce the report before its adoption at the Working Group.

3-4 months after the review: The report of the Working Group is adopted by consensus at a plenary session of the Human Rights Council. During this session, NGOs are allocated a total of 20 minutes for oral statement after the presentations of the State under Review and other States (20min each) and before the outcome report is adopted. Only NGOs in consultative status are allowed to make an oral statement.
It is also possible to write a statement as not every NGO can be considered and coalitions of NGOs are generally favoured. These written statements will become official United Nations documents but they have however less impact than an oral statement. There is a deadline of usually two weeks before begin of the session for written statements, and there are very detailed technical instructions for submissions of statements, which have to be submitted by email.

For a webcast of the interactive dialogues please visit: http://www.un.org/webcast/unhrc/archive.asp?go=080507.

5. Special rules of procedure or advice for making a submission?

As stated in point 3.) The OHCHR asks NGOs to limit their official submission to a five page (2815 words) document, to which other information can be attached. When the information is submitted by a large coalition of NGOs, the official submission can reach ten pages (5630 words). For ease of reference, paragraphs and pages should be numbered. NGOs need to submit their report as a Microsoft Word document by email, and not in any other file format (no PDF), nor on paper.

As of the third cycle of the UPR, the OHCHR has devised 'Matrices of recommendations of countries to be reviewed during the 3rd cycle of the UPR' . The purpose of the matrices is to collect precise and specific information on the level of implementation, in the State under review, of both the accepted and noted recommendations from their previous reviews. Stakeholders are now also encouraged to submit their completed country-specific matrix, alongside their written submissions. NGOs are encouraged to download their country matrix now available here http://www.ohchr.org/EN/HRBodies/UPR/Pages/NgosNhris.aspx, and should complete the final column in the table. The matrix provides a list of received recommendations, clustered by theme, and then allows space for "Assessment/comments on level of implementation".

This is an example of a matrix here https://www.upr-info.org/sites/default/files/matrix_argentina.png

The second and subsequent cycles of the UPR will focus on the recommendations accepted by the State under review during previous review cycles, and on the development of the human rights situation in the State since the last review. However, any other issues that come within the scope of the Universal Periodic Review can also be raised.

The OHCHR has issues “technical guidelines” for National Human Rights Institutions and NGOs, which they need to follow when submitting information to the UPR. The guidelines for the second cycle (2017-2021) can be found at: http://www.ohchr.org/Documents/HRBodies/UPR/TechnicalGuidelines3rdCycle.... (a download will begin).

Submissions should be sent to through the "On-line UPR submissions registration system" to register contributions for the UPR documentation from UN entities and stakeholders available in the following link: https://uprdoc.ohchr.org. Stakeholders should follow the "Guidelines for the Use of the On-Line UPR Submissions Registration System" available here www.ohchr.org/Documents/HRBodies/UPR/How-to-GuideUPR_Online_Registration.... Should organizations encounter technical problems using the Online system, please contact the UPR Submissions Helpdesk through the following email address: uprsubmissions@ohchr.org.

For help and questions relating to the Universal Periodic Review, the website of UPR-Info at http://upr-info.org has a wealth of advice and information.

6. What happens to the submission (how long will it take)?

If the submission complies with the technical guidelines, it will be made available on the OHCHR website ten weeks before the start of the UPR working group. Information contained in the submission will hopefully also be included in the OHCHR compilation of information provided by “other relevant stakeholders”.

Following-up

After the review, it is important to follow-up on the recommendations accepted by the State, and to monitor their implementation.

States are encouraged to submit a mid-term report on the implementation of UPR recommendation to the Human Rights Council. This provides a further opportunity for lobbying, and NGOs in consultative status can also submit comments in form of a written statement to the Human Rights Council.

7. History of the use of the mechanism.

The issue of conscientious objection was brought up several times during the first cycle of the UPR, for example during the review of Colombia in 2009. Resolution: A/HRC/10/82

The OHCHR has developed a special database for the documentation related to the universal periodic review at http://www.ohchr.org/EN/HRBodies/UPR/Pages/Documentation.aspx.

Contact Details: 
OHCHR address: Office of the United Nations High Commissioner for Human Rights (OHCHR)  Email: uprsubmissions@ohchr.org http://www.ohchr.org/EN/AboutUs/Pages/ContactUs.aspx
Further Reading: 
Recommendations and Commitments

None

A Conscientious Objector's Guide to the International Human Rights System

Human Rights Council Special Procedures

Summary

“Special procedures” is the name given to the mechanisms of the Human Rights Council to monitor human rights violations in specific countries or examine global human rights issues. There are basically two different mandates:

The principal functions of Special Procedures are:

  • analysing the relevant thematic issue or country situation, including visits to countries;
  • advising on the measures which should be taken by the relevant Government(s) or other actors;
  • alerting the UN agencies, in particular the Human Rights Council, and the public to the need to address specific situations and issues;
  • advocating on behalf of victims of human rights violations through measures such as urgent action and by calling upon States to respond to specific allegations and provide redress;
  • activating and mobilising the international and national communities and the Human Rights Council to address particular human rights issues, and to encourage cooperation among Governments, civil society, and inter-governmental organisations;
  • following up on recommendations

In individual cases they can send so called communications (urgent appeals and letters of allegation) on alleged violations of human rights to the Governments concerned.
They present their annual reports, as well as reports on country visits and thematic studies to the Human Rights Council and selected documents to the General Assembly. All special procedures jointly produce a communications report for each session of the Human Rights Council, which includes letters of allegation and urgent appeals, and responses received from governments.

1. Likely results from use of mechanism

In individual cases, the mandate holder may send either an urgent appeal or a letter of allegation (of human rights violations) to the Government of the state concerned. Depending on the response received from the Government, the mandate holder will decide on further steps to take.
As a general rule, the existence and content of both urgent appeals and letters of allegation remain confidential until a summary of such communications and the replies received from the State concerned are included in the joint communications report of all special procedures to the Human Rights Council. The joint communications report also includes links to the original urgent appeal or letter of allegation, and – if available – to the Government's response.

The Special Procedures can be used for complaints about state law and practice. The mandate holder may raise these issues as and when he or she thinks it appropriate.
The mandate holders of the Special Procedures conduct country visits, during which they meet with representatives of the State, but also with NGOs. The Special procedures can only visit countries which have agreed to their request for invitation. Some countries have issued "standing invitations", which means that they are, in principle, prepared to receive a visit from any special procedures mandate holder. As of the end of December 2011, 90 States had extended standing invitations to the special procedures. After their visits, special procedures' mandate-holders issue a mission report containing their findings and recommendations.

2. To which States does the mechanism apply?

All states

3. Who can submit information?

Everybody.

4. When should information be submitted?

Information on individual cases should be submitted as soon as possible, especially in cases where an urgent action by the Special Procedure is desired.
For information on State law and practice information can be submitted at any time. It is also advisable to watch out for visits of a relevant Special Procedure to your country, and to submit information timely before a scheduled visit, and to attempt to schedule a meeting during the visit. A coalition of NGOs might have a higher chance to have a meeting during a country visit than an individual NGO so far unknown to the Special Procedure.

5. Are there any special rules of procedure?

Information can be submitted by post or electronically, but anonymous submissions will not be considered.
In individual cases, submissions to the Special Procedures are not a quasi-judicial procedure, which means that they are not meant to replace national or international legal procedures. Therefore, there is no need for domestic remedies to be exhausted.
Allegations of human rights violations should contain clear and concise details of the details of the case, the name and other identifying information regarding the individual victim(s), information as to the circumstances including – if available – date and place of incidents and alleged perpetrators, suspected motives, and any steps already taken at the national, regional or international level regarding the case(s).

6. What happens to a submission (how long will it take)?

Mandate holders of the Special Procedures may acknowledge receipt of information from individuals and organisations, but they often do not do so. They are also not required to inform those who provide information about any subsequent measures they have taken – and they often don't.
In case of request for an urgent action, the Quick Response Desk of the Special Procedures Division of the OHCHR coordinates the sending of communications by all mandates. Governments are generally requested to provide a substantive response to urgent appeals within 30 days. Only in appropriate cases a mandate holder may decide to make such urgent appeals public by issuing a press release.
Governments are usually requested to respond to letters of allegation of human rights violations within two months.
A summary of urgent appeals and letters of allegation and responses from Governments is usually included in the joint communications report of the Special Procedures to the Human Rights Council. This will include the names of the victims, unless there are specific reasons why the names of the victims should remain confidential. In this case, explain those reasons in your initial submission.
The joint communications reports can be accessed at http://www.ohchr.org/EN/HRBodies/SP/Pages/CommunicationsreportsSP.aspx.

Contact Details: 
How to send information on alleged human rights violations to Special Procedures: Special Procedures Division c/o OHCHR-UNOG 8-14 Avenue de la Paix 1211 Geneva 10 Switzerland Fax: +4122 917 90 06 For urgent actions: E-mail: urgent-action@ohchr.org http://www2.ohchr.org/english/bodies/chr/special/index.htm For further information, or to submit information (other than specific information on alleged human rights violations), please contact: spdinfo@ohchr.org
Further Reading: 
Reports

None

A Conscientious Objector's Guide to the International Human Rights System

Special Rapporteur on Freedom of Religion or Belief

Summary

The Special Rapporteur on freedom of religion or belief is an independent expert appointed by the UN Human Rights Council. It was formerly known as the Special Rapporteur on Religious Intolerance and was originally created by the UN Commission on Human Rights.
The mandate is primarily based on article 18 of the Universal Declaration of Human Rights, article 18 of the ICCPR and the 1981 Declaration on the Elimination of all Forms of Intolerance and of Discrimination Based on Religion or Belief.
The mandate holder is appointed to identify and examine incidents and governmental actions in all parts of the world which are inconsistent with the enjoyment of the right to freedom of religion or belief. The Special Rapporteur recommends remedial measures as appropriate which includes transmitting urgent appeals (to try to prevent human rights violations) and letters of allegation (about events which have occurred) to States. Furthermore the mandate holder undertakes fact-finding country visits and submits reports on them to the Human Rights Council and General Assembly as well as annual reports, highlighting state practice, trends and individual cases, and thematic studies.
As conscientious objection as a human rights falls under the right to freedom of thought, religion, or belief, the Special Rapporteur on Freedom of Religion and Beliefs has the mandate most closely related to conscientious objection to military service, and takes up most regularly issues of conscientious objection. Cases of non-religious conscientious objectors might however, be a little more difficult, although theoretically they fall under the mandate.

1. Likely results from use of mechanism

a) Individual cases

After the Special Rapporteur has received information on cases of alleged human rights violations, the mandate holder might either send an urgent appeal or a letter of allegation to the Government of the state concerned. Depending on the response received from the Government, the Special Rapporteur will decide on further steps to take.
As a general rule, the existence and content of both urgent appeals and letters of allegation remain confidential until a summary of such communications and the replies received from the State concerned are included in the joint communications report of all special procedures to the Human Rights Council. The joint communications report also includes links to the original urgent appeal or letter of allegation, and – if available – to the Government's response.

b) State law and practice

The Special Rapporteur on Freedom of Religion or Beliefs also receives information on state law and practice, and raises issues with a state concerned either in communications, or during a state visit. The Special Rapporteur might make recommendations in the Annual Report, or in a report on a state visit. For example, in the interim report to the UN General Assembly from July 2009 the Special Rapporteur noted that “Conscientious objection to perform military service is another issue of concern in some States. The Special Rapporteur welcomes the fact that a growing number of States have in their laws exempted from compulsory military service citizens who genuinely hold religious or other beliefs that forbid the performance of military service and replaced compulsory military service with alternative national service. However, certain domestic legislation remains problematic in terms of the eligibility to and conditions of conscientious objection. The Special Rapporteur recommends a thorough review of these laws from the perspective of their compliance with international standards and best practices.” (see http://wri-irg.org/node/20274)
Following a visit to Azerbaijan, the Special Rapporteur “urge(d) the Government to honour its commitment made before the Council of Europe and to adopt legislation on alternative service in pursuance to the provisions of its own Constitution, which guarantees such a right.” (see http://wri-irg.org/node/20254) Following a country visit to Turkmenistan, the Special Rapporteur recommended: “The Government should ensure that conscientious objectors in Turkmenistan, in particular Jehovah’s Witnesses who refuse to serve in the army due to their religious beliefs, be offered an alternative civilian service which is compatible with the reasons for conscientious objection. As such, the Government should also revise the Conscription and Military Service Act which refers to the possibility of being sanctioned twice for the same offence. The Special Rapporteur would like to recall that according to the principle of “ne bis in idem”, as enshrined in article 14 (7) of the International Covenant on Civil and Political Rights, no one shall be liable to be tried or punished again for an offence for which he or she has already been convicted or acquitted in accordance with the law and penal procedure of each country.” (see http://wri-irg.org/node/20252)

2. To which States does the mechanism apply?

All States

3. Who can submit information?

Everybody

4. When to submit information?

Information on individual cases should be submitted as soon as possible, especially in cases where an urgent action by the Special Procedure is desired.
For information on State law and practice information can be submitted at any time. It is also advisable to watch out for a visit of the Special Rapporteur to your country, and to submit information timely before a scheduled visit, and to attempt to schedule a meeting during the visit. A coalition of NGOs might have a higher chance to have a meeting during a country visit than an individual NGO so far unknown to the Special Rapporteur.

5. Are there any special rules of procedure?

Information can be submitted by post or electronically, but anonymous submissions will not be considered.
In individual cases, submissions to the Special Procedures are not a quasi-judicial procedure, which means that they are not meant to replace national or international legal procedures. Therefore, there is no need for domestic remedies to be exhausted.
Allegations of human rights violations should contain clear and concise details of the details of the case, the name and other identifying information regarding the individual victim(s), information as to the circumstances including – if available – date and place of incidents and alleged perpetrators, suspected motives, and any steps already taken at the national, regional or international level regarding the case(s).
To facilitate the submission of allegations of human rights violations, the Special Rapporteur has produced a model questionnaire, which is available at http://www.ohchr.org/EN/Issues/FreedomReligion/Pages/Complaints.aspx.

6. What happens to the submission (how long will it take)?

The Special Rapporteur may acknowledge receipt of information from individuals and organisations if requested to do so, but they often this does not happen. The Special Rapporteur is also not required to inform those who provide information about any subsequent measures they have taken.
In case of request for an urgent action, the Quick Response Desk of the Special Procedures Division of the OHCHR coordinates the sending of communications by all mandates. Often communications are sent as joint communications of several special procedures. Governments are generally requested to provide a substantive response to urgent appeals within 30 days. Only in appropriate cases a mandate holder may decide to make such urgent appeals public by issuing a press release.
Governments are usually requested to respond to letters of allegation of human rights violations within two months.
A summary of urgent appeals and letters of allegation and responses from Governments is usually included in the joint communications report of the Special Procedures to the Human Rights Council. This will include the names of the victims, unless there are specific reasons why the names of the victims should remain confidential. In this case, explain those reasons in your initial submission.
The joint communications reports can be accessed at http://www.ohchr.org/EN/HRBodies/SP/Pages/CommunicationsreportsSP.aspx.
With the introduction of the joint communications report, the Special Rapporteur does no longer add observations to urgent appeals or letters of allegations, and responses received from governments.

7. History of the use of the mechanism.

The special rapporteur for religious intolerance has the mandate most closely related to conscientious objection to military service and is the thematic mechanism to most regularly taking up issues of conscientious objection.
The Special Rapporteur has been informed of the violation of the right to conscientious objection of individual conscientious objectors in several cases, such as cases from Armenia, Turkmenistan, Eritrea, Azerbaijan, among others (see “case law”, below). The issue of conscientious objection has also been raised by the Special Rapporteur during several country visits.
In the past, the Special Rapporteur on Freedom of Religion or Belief has drawn governments' attention to explicit international law (see “legal basis”), and urged governments to comply with international standards by recognising the right to conscientious objection. In several reports, the Rapporteur stressed the right of everyone to have conscientious objections to military service as a legitimate exercise of the right to freedom of thought, conscience and religion as laid down in article 18 of the Universal Declaration of Human Rights as well as article 18 of the International Covenant on Civil and Political Rights.

Contact Details: 
The complaint should be sent to: Special Rapporteur on freedom of religion or belief c/o Office Of the High Commissioner for Human Rights United Nations at Geneva 8-14 Avenue de la Paix 1211 Geneva 10 Switzerland Fax: (+41 22) 917 90 06 E-mail: freedomofreligion@ohchr.org or to urgent-action@ohchr.org (please include in the subject box: Special Rapporteur on freedom of religion or belief) Model Questionnaire in Englisch: http://www2.ohchr.org/english/issues/religion/docs/questionnaire-e.doc
Reports and Observations

None

A Conscientious Objector's Guide to the International Human Rights System

Working Group on Arbitrary Detention

Summary

The Working Group on Arbitrary Detention, established as a Special Procedure in 1991, under the mandate of the former UN Commission on Human Rights (replaced by the Human Rights Council in 2006), investigates cases of arbitrarily detained people worldwide. It receives information regarding alleged cases of arbitrary detention by the individuals directly concerned, their families, their representatives or NGOs, and sends urgent appeals and communications to the concerned Governments to clarify the conditions of those allegedly detained. Under this mandate the Working Group on Arbitrary Detention considers cases without legal basis for the detention, cases where the right to a fair trial has been so badly violated that it makes the subsequent detention invalid, and cases of prisoners of conscience.

Examples of the kind of issues the Working Group examines include:

  • detention arising from a fundamental breach of human rights such as freedom of expression or freedom of thought, conscience and religion;
  • excessive time being spent on remand before being brought to trial;
  • where a person is detained after they should have been released;
  • house arrest.

Furthermore it conducts country visits to countries that issued an invitation and presents annual reports to the Human Rights Council.

There is an online database of documents of the Working Group at http://www.unwgaddatabase.org/un/.

1. Likely results from use of mechanism

a) Individual cases

After the Working Group on Arbitrary Detention has received information on cases of alleged arbitrary detentions, it might send either an urgent appeal or a letter of allegation to the government concerned. When the Working Group decides to issue an opinion on a case, a response received from a government will be forwarded to the original source for comment. These opinions are reported to the Human Rights Council and are published on the website of the Working Group at http://ap.ohchr.org/documents/dpage_e.aspx?m=117 and in the online database at http://www.unwgaddatabase.org/un/.

Opinions of the Working Group on Arbitrary Detention are quasi-judicial, in that they are not legally binding, but are argued like a legal decision, and will be taken into account by other UN special bodies, such as the Human Rights Committee.

Urgent action

In cases in which there are sufficiently reliable allegations that a person may be detained arbitrarily and that the alleged violations may be time-sensitive in terms of involving loss of life, life-threatening situations or either imminent or ongoing damage of a very grave nature to victims in the event of the continuation of the detention, the Working Group transmit an urgent appeal to the Government. An urgent appeal does not prejudge any Opinion the Working Group might subsequently render in the case.

b) State law and practice

While the focus of the mandate of the Working Group on Arbitrary Detention is on individual cases, it also considers state law and practice. The Working Group on Arbitrary Detention conducts at least two country visits annually, during which it will discuss issues around arbitrary detention with the government of the country. Following a country visit, the Working Group will make observations on the information received from the government, NGOs and individuals, and will make recommendations to the government.
Reports of visits are made available online at http://www.ohchr.org/EN/Issues/Detention/Pages/Visits.aspx, and are submitted to the Human Rights Council.

2. To which States does the mechanism apply?

All States.

3. Who can submit information?

Everybody

4. When to submit information?

Information on individual cases should be submitted as soon as possible, especially in cases where an urgent action by the Working Group on Arbitrary Detention is desired.
Information on State law and practice can be submitted at any time, but is especially relevant before a planned country visit by the Working Group.

5. Special rules of procedure or advice for making a submission?

According to the revised methods of work of the Working Group, submission need to be in writing, and need to include the name and address of the person and/or organisation submitting the information.
A communication should include as a minimum:

  • date of arrest
  • place of detention
  • formal charges, if any
  • access to counsel/outside organisation/family, etc
  • date of presentation to a judge, if applicable
  • date and information about trial, if applicable.

The Working Group prefers to receive information using its model questionnaire, which is available at http://www.ohchr.org/EN/Issues/Detention/Pages/Complaints.aspx.

6. What happens to the submission (how long will it take)?

After receiving information on a case of arbitrary detention, the Working Group will send a communication to the Government concerned, which will include the information that the Working Group is authorised to render an opinion on the case. The Government is requested to reply within 60 days to this letter, but can request an extension of no more than one month. A reply received by the Working Group will be forwarded to the source for comment.
Depending on the information received, the Working Group can take one of the following measures:

  • if the person has been released, the case might be filed, but the Working Group reserves the right to render an opinion, whether or not the person has been released;
  • if the Working Group considers that further information is required, it can keep the case pending and request further information;
  • if the Working Group has sufficient information, it will render an opinion, which can either state that the detention was arbitrary, or not. Even in the absence of a State's response, the Working Group can render an opinion, if it considers the information received from the source to be sufficient.

Depending on the complexity of the case, the time it takes the Working Group to come to a final decision varies between 6 months and 24 months.
Any opinion is sent first to the Government concerned, and two weeks later to the source.
Opinions are published in an addendum to the Working Group´s annual report to the Human Rights Council, and are also available on the website of the Working Group at http://www.ohchr.org/EN/Issues/Detention/Pages/Complaints.aspx and http://www.unwgaddatabase.org/.
In exceptional cases, the Working Group can reconsider an Opinion on the request of the source or the government, for example if the facts have changed or have to be considered as entirely new, so that the Working Group would come to a different opinion would it have been aware of the facts at the time. Governments can only request a review if they replied to the original allegation within the above mentioned time limit.

In an urgent case scenario the Working Group sends an urgent appeal to the Government concerned in order to ensure that the detained person’s right to life and to physical and mental integrity are respected.
The government will be urged to safeguard the right not to be arbitrarily deprived of one's liberty.
An urgent appeal to a Government does in no way prejudge the Working Groups final assessment of the case, unless the arbitrary character of the deprivation of liberty has already been determined.
Urgent appeals and responses received by governments will be included in the regular joint communications report of all Special Procedures to the Human Rights Council, and are available online at http://www.ohchr.org/EN/HRBodies/SP/Pages/CommunicationsreportsSP.aspx.

7. History of the use of the mechanism.

The Working Group on Arbitrary Detention has been successfully used by conscientious objectors. It's first known opinion was on the case of Turkish conscientious objector Osman Murat Ülke (Opinion 36/1999), who was imprisoned repeatedly for disobeying orders. In line with the international standards at the time, the Working Group considered any detention from the second detention on as arbitrary, contrary to the principle of ne-bis-in-idem. The Turkish government requested a review of this Opinion in 2000, but the Working Group upheld its original opinion (see Report of the Working Group on Arbitrary Detention, 20 December 2000).
In 2003, the Working Group rendered a similar opinion on five cases from Israel.
Following the development of the jurisprudence of the Human Rights Committee, from 2008 on the Working Group considered any detention of a conscientious objector as arbitrary (see Opinion No 8/2008 [Colombia] and Opinion 16/2008 [Turkey]).
In its Opinion No 8/2008, the Working Group also came to the conclusion that the widespread practice of “batidas” in Colombia (raids on young people in public places) in order to establish the military status of young people and their subsequent transfer to military barracks constitutes arbitrary detention. It then raised this issue also with the Government of Colombia during its country visit from 1-10 October 2008 (see Report on the Mission to Colombia, 16 February 2009).

Contact Details: 
For an individual case or cases, the communication should be sent, if possible accompanied by the model questionnaire prepared for this purpose, to: Working Group on Arbitrary Detention c/o Office of the High Commissioner for Human Rights United Nations Office at Geneva 8-14, avenue de la Paix 1211 Geneva 10, Switzerland facsimile: +41 22 9179006 e-mail: wgad@ohchr.org Communications requesting the Working Group to launch an urgent appeal on humanitarian grounds should be sent to the above address, preferably by e-mail or facsimile.
Further Reading: 
Opinions and Reports

None

A Conscientious Objector's Guide to the International Human Rights System

Human Rights Council Complaint Procedure

Summary

The Complaint Procedure of the Human Rights Council is a confidential procedure to address consistent patterns of gross and reliably attested human rights violations. It is therefore not suitable for individual cases except when they are representative of a pattern of reliably attested human rights violations.
The Complaint Procedure is of confidential nature and the lodging of communications should not be made public. While the complainant might be informed whether a complaint has been taken up by the procedure, the steps taken and the outcome of the complaint remain confidential, unless the Human Rights Council decides to consider the complaint in public.
The Complaint Procedure was introduced by resolution 5/1 of the Human Rights Council - UN Human Rights Council: Institution Building – from 18 June 2007, and replaces the former 1503 procedure.

1. Likely results from use of mechanism

If a complaint is taken up after initial screening by the Working Group on Communications, the allegation of human rights violations will be transmitted to the State concerned. A Working Group of the Human Rights Council (the Working Group on Situations) will then consider the complaint and the reply received from the State, and make a recommendation to the Human Rights Council, which will consider the report of the Working Group in a confidential manner, unless the Council decides otherwise.
The Human Rights Council can take one of the following measures:

  • to discontinue considering the situation, if no further action is needed;
  • to keep the situation under review, and request further information from the State concerned;
  • to keep the situation under review and appoint an independent expert to monitor the situation and report back to the Council;
  • to discontinue reviewing the situation under the confidential complaint procedure in order to take up a public consideration;
  • to recommend to the OHCHR to assist the State concerned.

2. To which States does the mechanism apply?

All States.

3. Who can submit information?

A complaint through the Complaint Procedure can be lodged by Individuals as well as NGOs with or without consultative status to the Human Rights Council. Anonymous complaints can however not be considered.

4. When to submit information?

A complaint can be lodged at any time. However, domestic remedies have to be exhausted, unless such remedies would be ineffective or unreasonably prolonged. The complaint should also not refer to a pattern of human rights violations already being dealt with by one of the Special Procedures, a treaty body or other United Nations or similar regional complaints procedure.

5. Special rules of procedure or advice for making a submission?

The Complaint Procedure can only process complaints submitted in writing. It is advisable to limit the complaint to 10-15 pages to which additional information may be submitted at a later stage.
As anonymous complaints cannot be admitted it is crucial to include identification of the person(s) or organisation(s) submitting the communication (this information will be kept confidential, if requested).
Complaints submitted to the Complaint Procedure should include a description of the relevant facts in as much detail as possible, providing names of alleged victims, dates, location and other evidence.
They should also include the purpose of the complaint and the rights allegedly violated.
All communications found to be manifestly ill-founded or anonymous will be discarded.

6. What happens to the submission (how long will it take)?

After an initial screening and a decision on the admissibility of a complaint by the Working Group on Communications, a request for information will be sent to the State concerned, which shall reply no later than three months after the request has been made. If necessary, this deadline may however be extended.
The Working Group on Situation will then prepare a report to the Human Rights Council, usually in the form of a draft resolution or decision on the situation referred to in the complaint. It may also decide to keep the situation under review and request further information.
The Human Rights Council will decide on the measures to take in a confidential manner as needed, but at least once a year. As a general rule, the period of time between the transmission of the complaint to the State concerned and consideration by the Council shall not exceed 24 months.
All material provided by individuals as well as the replies by the Governments remain of confidential nature during and after the consideration by the Complaint Procedure. This also applies to decisions taken at the various stages of the procedure.
Therefore it is important to do not publicly state that you have submitted a case to the Complaint Procedure.

7. History of the use of the mechanism.

To the knowledge of the authors, this mechanism has not yet been used for the issue of conscientious objection. However, it might have influenced the decision of the Human Rights Council to appoint a Special Rapporteur on Eritrea in 2012.

Contact Details: 
Communications intended for handling under the Council Complaint Procedure may be addressed to: Human Rights Council and Treaties Division Complaint Procedure OHCHR-UNOG  1211 Geneva 10, Switzerland  Fax: (41 22) 917 90 11  E-mail: CP@ohchr.org
Further Reading: 
Decisions

None